Published by Herskovits PLLC

FINRA Lawyer Blog



Georgia Court Ruling Diminishes Protocol Protections for Brokers

Ever since it was implemented, brokers have relied on the Protocol for Broker Recruiting to be able to take some of their clients with them when they leave a firm, but a recent ruling by a state court in Georgia might jeopardize the Protocol’s protections. 
The Appeals...







CFTC Tells Judge It Has Jurisdiction Over Cryptocurrencies

CFTC Tells Judge It Has Jurisdiction Over Cryptocurrencies

A few days before issuing the recent advisory for the cryptocurrency market, the Commodity Futures Trading Commission told the judge in the case against My Big Coin Pay Inc. that cryptocurrencies are commodities, and are therefore within CFTC jurisdiction. 
The federal judge in...


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